We often hear from parents who have asked their school districts to give them copies of evaluation reports as soon as the reports are completed, only to be told that they cannot have those reports until two days before the Team meeting at which the reports will be considered. Many districts will take this position even though the reports in question may have been completed weeks before that meeting. In our opinion, the districts’ position in those cases is flat wrong.
The districts that take that position cite a regulation (603 CMR 28.04(2)(c)) which provides that, if parents request to see a report that will be considered at a Team meeting, the district must provide a copy “at least” two days before the meeting. (“Days” means calendar, rather than school days, in this regulation.) If the words “at least” are given any meaning, the regulation is only meant to provide a deadline and is not intended to encourage withholding reports to the last minute.
Moreover, in many cases a different regulation requires delivery far sooner than two days before a Team meeting. The Massachusetts Student Records Regulations require districts to deliver student records to parents “as soon as practicable” after receiving a request, and in any event within ten days (under this regulation too, “days” means calendar days, not school days) following a request. 603 CMR 23.07(2). The same regulations define a “student record” as including “all information [and materials]… regardless of physical form or characteristics concerning a student that is organized on the basis of the student’s name or in a way that such student may be individually identified, and that is kept by the public schools of the Commonwealth … regardless of where they are located, except for [personal notes, memoranda, etc. kept by a school employee and not made available to others].” 603 CMR 23.02. Because school evaluation reports identify students by name, they clearly constitute student records. Thus, under the Student Records Regulations, the reports must be provided to parents “as soon as practicable” following a request.
It is obviously “practicable” to copy and deliver an evaluation report, or even a few such reports, within a day or two of receiving a request. Districts often claim, however, that the regulation providing for delivery of evaluation reports two days before a Team meeting (their communications usually omit reference to the words “at least”) somehow trumps the student records requirement and allows them to withhold reports until that two-day deadline is reached. It does not.
Reading the two requirements together, both aim to ensure that parents receive records reasonably quickly after their request. If parents request a student record (evaluation report) less than ten days before a Team meeting, the “practicable” response will always be to deliver that record immediately; in no event, though, should it be delivered less than two days before the Team meeting. The Team-meeting-specific regulation acts, in that case, as a fail-safe provision to ensure that the parents will always have at least two days to review that report. But if the parents request a report more than ten days before the Team meeting, and especially if they make the request many days before, they should be given that report immediately (or, if it has not yet been written, as soon as it is available) under the Student Records regulations. Districts that claim otherwise are pointlessly withholding critical information from parents and undermining what should be a trusting and cooperative relationship, based on a misreading of the applicable legal requirements.
With all that, we think that even if the applicable regulations are accurately interpreted and applied, those regulations beg for revision in keeping with the purposes of IDEA. Team meeting determinations should always be based on informed deliberation and meaningful participation by all parties, including the parents. Central to the parents’ effective participation in that process is their ability to fully digest, understand, and appraise all the relevant information that school participants bring to the table. In light of this principle, the regulation providing for delivery to parents of evaluation reports at least two days before their Team meeting, upon request, is deeply flawed in at least two ways.
First, two days prior to a Team meeting is too little time, especially if the parents need to consult with an independent expert to understand and assess the district evaluators’ findings and recommendations. This puts the parents at an unfair disadvantage, particularly in light of the fact that the district has in-house expertise that enables it to interpret its evaluators’ reports and the district has already had plenty of time to review and digest those reports. When the tables are turned, and it is the district looking for time to review an independent evaluation, the governing regulation (603 CMR 28.04(f)) presents a starkly unjust contrast, giving districts not two, but up to ten school days (not calendar days in this case) to convene the Team after receiving the report. Districts typically interpret that regulation as license to take a full ten school days to review the report before they convene the Team to discuss it with the parents. (One unfortunate consequence of that practice, by the way, is that many districts, if they receive a report less than ten school days before the end of the school year, will take the excuse to put off a Team meeting until the fall.)
Second, the current version of the evaluation-specific regulation (603 CMR 28.04(2)(c)) places the burden on parents to make an affirmative request for copies of evaluation reports in order to receive them before the Team meeting. Parents should not have to ask. The regulation should be replaced with a provision requiring districts to deliver copies of any evaluations completed by their evaluators immediately upon completion, without regard to whether the parents request copies. We commend those districts that already make a practice of doing this.
Because evaluations are key to the special education process, timely access to evaluation reports is an important right. Unless and until the Department of Elementary and Secondary Education revises 603 CMR 28.04(2)(c), parents will need to be vigilant and proactive to obtain the information they need.
Robert Crabtree and Eileen Hagerty are partners in the Special Education & Disability Rights practice group at Kotin, Crabtree & Strong, LLP in Boston, Massachusetts.
Very interesting article.
I would love to get involved with changing some of these laws. How is it done and how do o get involved?
Sadly, our District doesn’t even translate reports into parent’s native language saying that we only have a responsibility to translate the IEP.
Thanks for your comment. Federal and state laws suggest that a district must translate much more than the IEP for a family when English is not the family’s primary language. The issue of translation is such a fundamental part of a family’s ability to participate meaningfully in the special education process that we will be doing a more in-depth piece on this soon. In the meantime, please refer to 603 CMR 28.07(8), the text of which is pasted below.
(8) Communications with parents and students. Each district shall ensure that all communications and meetings with parents and students pursuant to 603 CMR 28.00 meet the following standards:
(a) Communications shall be in simple and commonly understood words.
(b) Communications shall be in both English and the primary language of the home, if such primary language is other than English. Any interpreter used to implement this provision shall be fluent in the primary language of the home.
(c) Where the parents or the student are unable to read in any language or are blind or deaf, communications shall be made orally in English or with the use of a foreign language interpreter, in Braille, in sign language, via TDD, or in writing, whichever is appropriate.
Watch the blog for an upcoming discussion of why your district should be translating evaluation reports and other communications for families who require it.
This is an important article for parents. The evaluation-specific regulation needs to be revised so that parents can receive copies of any evaluation as soon as it is complete without having to request it. We have been through this process, so we know how parents need plenty of time to read and understand evaluations before a Team meeting and to consult with an independent expert, if necessary. Even if this regulation is revised, the authors say it best: parents always need to be vigilant and proactive in any aspect of special education.
Judith Canty Graves and Carson Graves, coauthors
“Parents Have The Power To Make Special Education Work”
http://www.MakeSpecialEducationWork.com
http://www.Facebook.com/MakeSpecialEducationWork
If kids are in aba based program then does lesson plan and raw data collected part of student records
Thank you for your question. According to 603 CMR 23.02, the student record consists of:
[T]he transcript and the temporary record, including all information recording and computer tapes, microfilm, microfiche, or any other materials regardless of physical form or characteristics concerning a student that is organized on the basis of the student’s name or in a way that such student may be individually identified, and that is kept by the public schools of the Commonwealth. The term as used in 603 CMR 23.00 shall mean all such information and materials regardless of where they are located, except for the information and materials specifically exempted by 603 CMR 23.04.
If ABA data and lesson plans are organized on the basis of a student’s name and in a way that the student can be individually identified, these documents would be part of the student record.
Thank you so much for clarifying about students records. Sadly parents like me don’t know if ABA data and lesson plans are organized on the basis of student’s name. There is a lot of barriers parents have to cross to get to that point. Will connect with your firm soon.
Thank you again.
Thank you so much for the reply. It is tough for parents to know if If ABA data and lesson plans are organized on the basis of a student’s name and in a way that the student can be individually identified. We have a lot of barriers to get to that point.
Thank you and will connect with your firm soon.